• Excel spreadsheets contain information about all the qualified companies that submitted information. Note: Not all companies supply information for all fields.
  • Purchase your RBJ Premium subscription for unlimited free downloads for a year. Questions about RBJ Premium? Call 866-941-4130 or email circulation@rbj.net.
  • Single list purchases require that you log in to your RBJ or Paypal account. Individual data purchases are a one-time download and non-refundable.
  • Questions about using the database: Email research@rbj.net.

RBJ Lists: the best place for information about business in the Rochester - Finger Lakes region!

Prefer PDFs?
A printer-friendly PDF of this list is available.

Download PDF file

Prefer Excel?
A complete spreadsheet of this list is available.

Download Excel file
Brokerage Firms
(Ranked by number of local brokers*)

Originally published Sept. 27, 2019

RankName
Address
Telephone
Website
No. of Local Brokers1
 

Support Staff2
Average Tenure of Brokers (in years)
No. of Local Employees2
 

Company-
wide Employees
No. of Local Offices
Full-
Service
or Discount
Products and ServicesOther Products/Services
Parent Company


Location
Top Local Executive(s)Year Locally Founded
Annuities/ Life Ins.
Commodities
Financial Planning
Government Bonds
Local Research
Money Funds
Money Management
Municipal Bonds
Mutual Funds
Options
Real Estate Syndication
Tax Shelters
Trust Services
Underwriting
1.
Merrill Lynch & Co. Inc.
1241 Pittsford-Victor Road
Pittsford, N.Y. 14534
(585) 899-2500
www.ml.com
77
 

NA
NA
122
 

205,000
2
Both









NA
Bank of America Corp.


Charlotte, N.C.
Christopher Mueller, Western New York market executive
1959
2.
Wells Fargo Advisors
200 Meridian Centre, Suite 260
Rochester, N.Y. 14618
(585) 241-3310
www.wellsfargoadvisors.com
52
 

25
26
65
 

250,000
6
Full-service














Commercial and residential lending, securities-based lending
Wells Fargo & Co.


San Francisco
Peter Noto, senior vice president and market manager
1894
3.
UBS Financial Services Inc.
400 Linden Oaks
Rochester, N.Y. 14625
(585) 218-4500
www.ubs.com/financialservicesinc
31
 

24
24
55
 

61,000
1
Full-service













Retirement plan services (401K, pensions), institutional consulting (foundations and endowments), executive plan advisory, business transition plans
UBS Group AG


Zurich, Switzerland
Sam Messina, managing director and market head
1978