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Detecting financial advisor misconduct (access required)

In recent years, we have noticed a trend that should concern investors. More and more financial advisors who have been barred from the securities industry are registering as insurance agents. Many of them continue to provide financial advice to unsuspecting individuals who have no knowledge of their disciplinary histories. In this column we consider the substantial harm to investors caused by ...
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Cognivue studying post-COVID cognitive function (access required)

In recent years, we have noticed a trend that should concern investors. More and more financial advisors who have been barred from ...