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Home / Columns and Features / The SEC’s latest attempt to make ‘informed investors’ (access required)

The SEC’s latest attempt to make ‘informed investors’ (access required)

The SEC is making another attempt to turn retail investors into more informed investors by requiring a new disclosure form known as Form CRS. The new form is intended to help investors understand the differences between registered investment advisors and representatives of broker-dealers (BDs), especially on matters relating to standard of care and compensation. Whether ...

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